| Company Name | Ticker | Date |
| Evolve S&P 500 CleanBeta Fund | FIVE | 05/10/2021 |
| Tantalus Systems Holding Inc. | GRID | 05/10/2021 |
| Evolve S&P/TSX 60 CleanBeta Fund | SIXT | 05/07/2021 |
| Lion Electric Company (The) | LEV | 05/06/2021 |
| Evolve FANGMA Index ETF | TECH | 05/05/2021 |
| Tilray, Inc | TLRY | 05/05/2021 |
| Magnet Forensics Inc. | MAGT | 04/27/2021 |
| Thinkific Labs Inc. | THNC | 04/26/2021 |
| Purpose Global Climate Opportunities Fund | CLMT | 04/26/2021 |
| Taiga Motors Corporation | TAIG | 04/23/2021 |
| 3iQ CoinShares Ether ETF | ETHQ | 04/22/2021 |
| Freshlocal Solutions Inc. | LOCL | 04/21/2021 |
| Auxly Cannabis Group Inc. | XLY | 04/20/2021 |
| Purpose Ether ETF | ETHH | 04/19/2021 |
| Ether ETF | ETHR | 04/19/2021 |
| CI Galaxy Ethereum ETF | ETHX.B | 04/19/2021 |
| 3iQ CoinShares Bitcoin ETF | BTCQ | 04/16/2021 |
| BetaPro Inverse Bitcoin ETF | BITI | 04/14/2021 |
| BetaPro Bitcoin ETF | HBIT | 04/14/2021 |
| i-80 Gold Corp. | IAU | 04/13/2021 |
| Horizons Global BBIG Technology ETF | BBIG | 04/12/2021 |
| MDA Ltd. | MDA | 04/06/2021 |
| Sylogist Ltd. | SYZ | 03/31/2021 |
| Harvest Space Innovation Index ETF | ORBT | 03/31/2021 |
| Guardian Canadian Sector Controlled Equity Fund | GCSC | 03/30/2021 |
| Guardian Canadian Bond ETF | GCBD | 03/30/2021 |
| Dynamic Active Retirement Income+ ETF | DXR | 03/30/2021 |
| Dynamic Active International ETF | DXIF | 03/30/2021 |
| CIBC U.S. Equity Index ETF | DUEI | 03/30/2021 |
| CIBC International Equity Index ETF | CIEI | 03/30/2021 |
| CIBC Canadian Equity Index ETF | CCEI | 03/30/2021 |
| CIBC Canadian Bond Index ETF | CCBI | 03/30/2021 |
| Augusta Gold Corp. | G | 03/29/2021 |
| Black Diamond Global Equity Fund | BDEQ | 03/24/2021 |
| Black Diamond Distressed Opportunities Fund | BDOP | 03/24/2021 |
| Boat Rocker Media Inc. | BRMI | 03/23/2021 |
| Payfare Inc. | PAy | 03/18/2021 |
| International Clean Power Dividend Fund | CLP.UN | 03/17/2021 |
| Guardian Fundamental All Country Equity ETF | GGAC | 03/15/2021 |
| Guardian Fundamental Emerging Markets Equity ETF | GGEM | 03/15/2021 |
| Desjardins RI Emerging Markets Low CO2 Index ETF | DRME | 03/11/2021 |
| iShares ESG MSCI USA Leaders Index ETF | XULR | 03/10/2021 |
| iShares ESG MSCI EAFE Leaders Index ETF | XDLR | 03/10/2021 |
| iShares ESG MSCI Canada Leaders Index ETF | XCLR | 03/10/2021 |
| CI Galaxy Bitcoin ETF | BTCX.B | 03/08/2021 |
| Eupraxia Pharmaceuticals Inc. | EPRX | 03/08/2021 |
| Adcore Inc. | ADCO | 03/04/2021 |
| Altius Renewable Royalties Corp. | ARR | 03/02/2021 |
| Farmers Edge Inc. | FDGE | 03/02/2021 |
| Altius Renewable Royalties Corp. | ARR | 02/26/2021 |
| Subversive Acquisition LP | SVX.RT.U | 02/26/2021 |
| Loop Energy Inc. | LPEN | 02/24/2021 |
| ABC Technologies Holdings Inc. | ABCT | 02/19/2021 |
| Bitcoin ETF | EBIT | 02/18/2021 |
| DRI Healthcare Trust | DHT.U | 02/18/2021 |
| Purpose Bitcoin ETF | BTCC.B | 02/17/2021 |
| BMO ESG High Yield US Corporate Bond Index ETF | ESGH | 02/17/2021 |
| Greenlane Renewables Inc. | GRN | 02/17/2021 |
| Aris Gold Corporation | ARIS | 02/12/2021 |
| DRI Healthcare Trust | DHT.U | 02/11/2021 |
| Converge Technology Solutions Corp. | CTS | 02/11/2021 |
| LEAF Mobile Inc. | LEAF | 02/10/2021 |
| NBI Sustainable Canadian Corporate Bond ETF | NSCC | 02/10/2021 |
| NBI Canadian Dividend Income ETF | NDIV | 02/10/2021 |
| NBI Active U.S. Equity ETF | NUSA | 02/10/2021 |
| NBI Active International Equity ETF | NINA | 02/10/2021 |
| Solaris Resources Inc. | SLS | 02/09/2021 |
| Franklin Innovation Active ETF | FINO | 02/03/2021 |
| TELUS International (Cda) Inc. | TIXT | 02/03/2021 |
| Nexus Real Estate Investment Trust | NXR.UN | 02/01/2021 |
| Canaccord Genuity Growth II Corp. | CGGZ.UN | 02/01/2021 |
| Bragg Gaming Group Inc. | BRAG | 01/27/2021 |
| Accelerate OneChoice Alternative Portfolio ETF | ONEC | 01/27/2021 |
| Bitcoin Trust | BITC.U | 01/26/2021 |
| Monarch Mining Corporation | GBAR | 01/26/2021 |
| BMO Short-Term US TIPS Index ETF | ZTIP | 01/25/2021 |
| BMO MSCI Tech & Industrial Innovation Index ETF | ZAUT | 01/25/2021 |
| BMO MSCI Next Gen Internet Innovation Index ETF | ZINT | 01/25/2021 |
| BMO MSCI Innovation Index ETF | ZINN | 01/25/2021 |
| BMO MSCI Genomic Innovation Index ETF | ZGEN | 01/25/2021 |
| BMO MSCI Fintech Innovation Index ETF | ZFIN | 01/25/2021 |
| BMO Covered Call Technology ETF | ZWT | 01/25/2021 |
| BMO Clean Energy Index ETF | ZCLN | 01/25/2021 |
| VIQ Solutions Inc. | VQS | 01/21/2021 |
| Kits Eyecare Ltd. | KITS | 01/18/2021 |
| Harvest Clean Energy ETF | HCLN | 01/13/2021 |
| Harvest Travel & Leisure Index ETF | TRVL | 01/13/2021 |
| CI Munro Global Growth Equity Fund | CMGG | 01/11/2021 |
| Cl Gold Bullion Fund | VALT | 01/11/2021 |
| Xebec Adsorption Inc. | XBC | 01/07/2021 |
| HempFusion Wellness Inc. | CBD.U | 01/05/2021 |
| MCI Onehealth Technologies Inc. | DRDR | 01/05/2021 |
| Novo Resources Corp. | NVO | 01/04/2021 |
| MindBeacon Holdings Inc. | MBCN | 12/22/2020 |
| MindBeacon Holdings Inc. | MBCN | 12/18/2020 |
| Pipestone Energy Corp. | PIPE | 12/16/2020 |
| Haivision Systems Inc. | HAI | 12/15/2020 |
| CI Galaxy Bitcoin Fund | BTCG.U | 12/15/2020 |
| The Ether Fund | QETH.U | 12/09/2020 |
| K92 Mining Inc. | KNT | 12/09/2020 |
| Horizons Tactical Absolute Return Bond ETF | HARB | 12/07/2020 |
| TD Morningstar ESG Canada Equity Index ETF | TMEC | 11/30/2020 |
| TD Morningstar ESG International Equity Index ETF | TMEI | 11/30/2020 |
| TD Morningstar ESG U.S. Equity Index ETF | TMEU | 11/30/2020 |
| Manulife Smart U.S. Dividend ETF | UDIV | 11/24/2020 |
| Manulife Smart Short-Term Bond ETF | TERM | 11/24/2020 |
| Manulife Smart Dividend ETF | CDIV | 11/24/2020 |
| Manulife Smart Corporate Bond ETF | CBND | 11/24/2020 |
| Manulife Smart Core Bond ETF | BSKT | 11/24/2020 |
| PyroGenesis Canada Inc. | PYR | 11/20/2020 |
| Real Estate & E-Commerce Split Corp. | RS | 11/19/2020 |
| Antibe Therapeutics Inc. | ATE | 11/12/2020 |
| i3 Energy plc | ITE | 11/05/2020 |
| GURU Organic Energy Corp. | GURU | 11/02/2020 |
| Northview Canadian High Yield Residential Fund | NHF.UN | 10/30/2020 |
| CIBC Core Plus Fixed Income Pool | CPLS | 10/28/2020 |
| CIBC Core Fixed Income Pool | CCRE | 10/28/2020 |
| CIBC Conservative Fixed Income Pool | CCNS | 10/28/2020 |
| Gatos Silver, Inc. | GATO | 10/28/2020 |
| BBTV Holdings Inc. | BBTV | 10/27/2020 |
| Topaz Energy Corp. | TPZ | 10/20/2020 |
| PIMCO Tactical Income Fund | PTI.UN | 10/19/2020 |
| Talisker Resources Ltd. | TSK | 10/14/2020 |
| Hamilton Canadian Bank 1.25x Leverage ETF | HCAL | 10/14/2020 |
| Newcrest Mining Limited | NCM | 10/13/2020 |
| Invesco S&P/TSX Composite ESG Index ETF | ESGC | 10/07/2020 |
| Flagship Communities Real Estate Investment Trust | MHC.U | 10/06/2020 |
| Franklin Global Growth Active ETF | FGGE | 10/05/2020 |
| Mackenzie Global Sustainable Dividend Index ETF | MDVD | 09/29/2020 |
| Mackenzie Global Infrastructure Index ETF | QINF | 09/29/2020 |
| Mackenzie Growth Allocation ETF | MGRW | 09/28/2020 |
| Mackenzie Global Fixed Income Allocation ETF | MGAB | 09/28/2020 |
| Mackenzie Conservative Allocation ETF | MCON | 09/28/2020 |
| Mackenzie Balanced Allocation ETF | MBAL | 09/28/2020 |
| Mackenzie U.S. Aggregate Bond Index ETF (CAD-Hedged) | QUB | 09/23/2020 |
| Mackenzie Developed Markets Real Estate Index ETF | QRET | 09/23/2020 |
| Mackenzie Developed ex-North America Aggregate Bond Index ETF (CAD-Hedged) | QDXB | 09/23/2020 |
| RBC Target 2027 Corporate Bond Index ETF | RQP | 09/22/2020 |
| RBC Target 2026 Corporate Bond Index ETF | RQO | 09/22/2020 |
| Nuvei Corporation | NVEI | 09/17/2020 |
| Appili Therapeutics Inc. | APLI | 09/16/2020 |
| Score Media and Gaming Inc. | SCR | 09/15/2020 |
| Evolve Future Leadership Fund | LEAD | 09/11/2020 |
| iShares ESG Growth ETF Portfolio | GGRO | 09/08/2020 |
| iShares ESG Equity ETF Portfolio | GEQT | 09/08/2020 |
| iShares ESG Conservative Balanced ETF Portfolio | GCNS | 09/08/2020 |
| iShares ESG Balanced ETF Portfolio | GBAL | 09/08/2020 |
| NCM Core Global | NCG | 09/04/2020 |
| Skeena Resources Ltd. | SKE | 08/20/2020 |
| TD One-Click Moderate ETF Portfolio | TOCM | 08/17/2020 |
| TD One-Click Conservative ETF Portfolio | TOCC | 08/17/2020 |
| TD One-Click Aggressive ETF Portfolio | TOCA | 08/17/2020 |
| Sustainable Innovation & Health Dividend Fund | SIH.UN | 08/14/2020 |
| NextPoint Acquisition Corp. | NAC.V | 08/11/2020 |
| New Pacific Metals Corp. | NUAG | 08/11/2020 |
| Guardian i3 US Quality Growth ETF | GIQU | 08/10/2020 |
| Guardian i3 Global REIT ETF | GIGR | 08/10/2020 |
| Guardian i3 Global Quality Growth ETF | GIQG | 08/10/2020 |
| Guardian Directed Premium Yield ETF | GDPY | 08/10/2020 |
| Guardian Directed Equity Path ETF | GDEP | 08/10/2020 |
| Tetra Bio-Pharma Inc. | TBP | 08/04/2020 |
| Horizons Emerging Markets Equity Index ETF | HXEM | 08/04/2020 |
| Horizons ReSolve Adaptive Asset Allocation ETF | HRAA | 07/30/2020 |
| CIBC Global Growth ETF | CGLO | 07/27/2020 |
| CIBC International Equity ETF | CINT | 07/27/2020 |
| Brookfield Renewable Corporation | BEPC | 07/24/2020 |
| Dye & Durham Limited | DND | 07/16/2020 |
| Generation Mining Limited | GENM | 07/15/2020 |
| Picton Mahoney Fortified Long Short Alternative Fund | PFLS | 07/14/2020 |
| European Residential Real Estate Investment Trust | ERE.UN | 07/07/2020 |
| dynaCERT Inc. | DYA | 07/07/2020 |
| Galaxy Digital Holdings Ltd. | GLXY | 07/06/2020 |
| Horizons USD Cash Maximizer ETF | HSUV.U | 06/30/2020 |
| Hamilton Australian Bank Equal-Weight Index ETF | HBA | 06/29/2020 |
| Hamilton Canadian Bank Mean Reversion Index ETF | HCA | 06/29/2020 |
| Hamilton Global Financials ETF | HFG | 06/29/2020 |
| Hamilton U.S. Mid/Small-Cap Financials ETF | HUM | 06/29/2020 |
| Big Banc Split Corp. | BNK | 06/25/2020 |
| CI Global Longevity Economy Fund | LONG | 06/15/2020 |
| Wealthsimple Developed Markets ex North America Socially Responsible Index ETF | WSRD | 06/15/2020 |
| Wealthsimple North America Socially Responsible Index ETF | WSRI | 06/15/2020 |
| Fidelity Canadian Momentum Index ETF | FCCM | 06/09/2020 |
| Fidelity Canadian Value Index ETF | FCCV | 06/09/2020 |
| Fidelity Global Investment Grade Bond ETF | FCIG | 06/09/2020 |
| Fidelity International Momentum Index ETF | FCIM | 06/09/2020 |
| Fidelity International Value Index ETF | FCIV | 06/09/2020 |
| Fidelity U.S. Momentum Currency Neutral Index ETF | FCMH | 06/09/2020 |
| Fidelity U.S. Momentum Index ETF | FCMO | 06/09/2020 |
| Fidelity U.S. Value Currency Neutral Index ETF | FCVH | 06/09/2020 |
| Fidelity U.S. Value Index ETF | FCUV | 06/09/2020 |
| Pieridae Energy Limited | PEA | 06/03/2020 |
| Hamilton Financials Innovation ETF | HFT | 06/01/2020 |
| TD Active Global Equity Growth ETF | TGGR | 06/01/2020 |
| TD Active Global Infrastructure Equity ETF | TINF | 06/01/2020 |
| TD Active U.S. Enhanced Dividend ETF | TUED | 06/01/2020 |
| TD Q Canadian Low Volatility ETF | TCLV | 06/01/2020 |
| TD Q U.S. Low Volatility ETF | TULV | 06/01/2020 |
| Nomad Royalty Company Ltd. | NSR | 05/29/2020 |
| CI Global Infrastructure Private Pool | CINF | 05/25/2020 |
| CI Global Real Asset Private Pool | CGRA | 05/25/2020 |
| CI Global REIT Private Pool | CGRE | 05/25/2020 |
| First Trust Cboe Vest U.S. Equity Buffer ETF - May | MAYB.P | 05/20/2020 |
| CI Marret Alternative Enhanced Yield Fund | CMEY | 05/15/2020 |
| CI DoubleLine Core Plus Fixed Income US$ Fund | CCOR | 05/11/2020 |
| CI DoubleLine Income US$ Fund | CINC | 05/11/2020 |
| CI DoubleLine Total Return Bond US$ Fund | CLDB | 05/11/2020 |
| Brompton Global Real Assets Dividend ETF | BREA | 05/01/2020 |
| Brompton North American Low Volatility Dividend ETF | BLOV | 05/01/2020 |
| Desjardins RI Developed ex-USA ex-Canada - Low CO2 Index ETF | DRMD | 04/30/2020 |
| iShares ESG Advanced MSCI USA Index ETF | XUSR | 04/20/2020 |
| iShares ESG Advanced MSCI Canada Index ETF | XCSR | 04/20/2020 |
| iShares ESG Advanced MSCI EAFE Index ETF | XDSR | 04/20/2020 |
| Valens GroWorks Corp. | VLNS | 04/16/2020 |
| Bitcoin Fund, The | QBTC.U | 04/09/2020 |
| Accelerate Arbitrage Fund | ARB | 04/06/2020 |
| Sustainable Infrastructure Dividend Fund | INF.UN | 03/24/2020 |
| Brookfield Infrastructure Corporation | BIPC | 03/19/2020 |
| Caldwell U.S. Dividend Advantage Fund | UDA | 03/13/2020 |
| Invesco S&P 500 ESG Index ETF | ESG | 03/04/2020 |
| GFL Environmental Inc. | GFL | 03/03/2020 |
| NBI Sustainable Global Equity ETF | NSGE | 03/03/2020 |
| NBI Sustainable Canadian Equity ETF | NSCE | 03/03/2020 |
| NBI Sustainable Canadian Bond ETF | NSCB | 03/03/2020 |
| NBI High Yield Bond ETF | NHYB | 03/03/2020 |
| NBI Global Private Equity ETF | NGPE | 03/03/2020 |
| GFL Environmental Inc. | GFL | 03/03/2020 |
| First Trust Cboe Vest U.S. Equity Buffer ETF - February | FEBB.F | 02/24/2020 |
| Dynamic Active Global Infrastructure ETF | DXN | 02/19/2020 |
| Dynamic Active International Dividend ETF | DXW | 02/19/2020 |
| Victoria Gold Corp. | VGCX | 02/19/2020 |
| Victoria Gold Corp. | VGCX | 02/19/2020 |
| PIMCO Managed Core Bond Pool | PCOR | 02/13/2020 |
| PIMCO Managed Conservative Bond Pool | PCON | 02/13/2020 |
| BMO S&P US Mid Cap Index ETF | ZMID | 02/10/2020 |
| BMO S&P US Small Cap Index ETF | ZSML | 02/10/2020 |
| BMO Canadian MBS Index ETF | ZMBS | 02/10/2020 |
| BMO High Quality Corporate Bond Index ETF | ZQB | 02/10/2020 |
| BMO BBB Corporate Bond Index ETF | ZBBB | 02/10/2020 |
| Horizons Cash Maximizer ETF | HSAV | 02/05/2020 |
| Horizons S&P/TSX Capped Composite Index ETF | HXCN | 02/05/2020 |
| Horizons US Large Cap Index ETF | HULC | 02/05/2020 |
| First Trust Cboe Vest U.S. Equity Buffer ETF - November | NOVB.F | 02/03/2020 |
| Enthusiast Gaming Holdings Inc. | EGLX | 01/27/2020 |
| CI Lawrence Park Alternative Investment Grade Credit ETF | CRED | 01/27/2020 |
| CI Marret Alternative Absolute Return Bond ETF | CMAR | 01/27/2020 |
| CI Munro Alternative Global Growth ETF | CMAG | 01/27/2020 |
| VIVO Cannabis Inc. | VIVO | 01/24/2020 |
| Vanguard Global Aggregate Bond Index ETF (CAD-hedged) | VGAB | 01/22/2020 |
| Fidelity Canadian Monthly High Income ETF | FCMI | 01/21/2020 |
| Russell Investments Global Infrastructure Pool | RIIN | 01/21/2020 |
| Russell Investments Global Unconstrained Bond Pool | RIGU | 01/21/2020 |
| Russell Investments Real Assets | RIRA | 01/21/2020 |
| Russell Investments Fixed Income Pool | RIFI | 01/21/2020 |
| Fidelity Global Monthly High Income ETF | FCGI | 01/21/2020 |
| BMO Balanced ESG ETF | ZESG | 01/20/2020 |
| BMO ESG Corporate Bond Index ETF | ESGB | 01/20/2020 |
| BMO ESG US Corporate Bond Hedged to CAD Index ETF | ESGF | 01/20/2020 |
| BMO Global High Dividend Covered Call ETF | ZWG | 01/20/2020 |
| BMO MSCI Canada ESG Leaders Index ETF | ESGA | 01/20/2020 |
| BMO MSCI EAFE ESG Leaders Index ETF | ESGE | 01/20/2020 |
| BMO MSCI Global ESG Leaders Index ETF | ESGG | 01/20/2020 |
| BMO MSCI USA ESG Leaders Index ETF | ESGY | 01/20/2020 |
| BMO Premium Yield ETF | ZPAY | 01/20/2020 |
| Harvest US Investment Grade Bond Plus ETF | HUIB | 01/14/2020 |
| WELL Health Technologies Corp. | WELL | 01/10/2020 |
