| Company Name | Ticker | Date |
| Mackenzie All-Equity Allocation ETF | MEQT | 11/17/2023 |
| Mackenzie Canadian Government Long Bond Index ETF | QLB | 11/17/2023 |
| Mackenzie Canadian Ultra Short Bond Index ETF | QASH | 11/17/2023 |
| Mackenzie US Government Long Bond Index ETF | QTLT | 11/17/2023 |
| Tralucent Global Alt (Long/Short) Equity Fund | TGAF | 11/16/2023 |
| Guardian International Equity Select Fund | GIES | 11/13/2023 |
| Guardian Canadian Focused Equity Fund | GCFE | 11/13/2023 |
| IA Clarington Loomis Global Equity Opportunities Fund | IGEO | 10/30/2023 |
| IA Clarington Strategic Corporate Bond Fund | ISCB | 10/30/2023 |
| IA Wealth Enhanced Bond Pool | IWEB | 10/30/2023 |
| Hamilton Technology Yield Maximizer ETF | QMAX | 10/25/2023 |
| Hamilton U.S. Equity Yield Maximizer ETF | SMAX | 10/25/2023 |
| Dynamic Active Canadian Bond ETF | DXBC | 10/23/2023 |
| Dynamic Active Global Equity Income ETF | DXGE | 10/23/2023 |
| Dynamic Active U.S. Equity ETF | DXUS | 10/23/2023 |
| Dynamic Active U.S. Investment Grade Corporate Bond ETF | DXBU | 10/23/2023 |
| Purpose Active Balanced Fund | PABF | 10/23/2023 |
| Purpose Active Conservative Fund | PACF | 10/23/2023 |
| Purpose Active Growth Fund | PAGF | 10/23/2023 |
| Horizons Enhanced All-Equity Asset Allocation Covered Call ETF | EQCL | 10/10/2023 |
| Horizons Enhanced All-Equity Asset Allocation ETF | HEQL | 10/10/2023 |
| Horizons Enhanced Canadian Oil and Gas Equity Covered Call ETF | ENCL | 10/10/2023 |
| Horizons Enhanced NASDAQ-100 Covered Call ETF | QQCL | 10/10/2023 |
| Horizons Growth Asset Allocation Covered Call ETF | GRCC | 10/10/2023 |
| Horizons Growth Asset Allocation ETF | HGRW | 10/10/2023 |
| Horizons Long-Term U.S. Treasury Premium Yield ETF | LPAY | 10/04/2023 |
| Horizons Mid-Term U.S. Treasury Premium Yield ETF | MPAY | 10/04/2023 |
| Horizons Short-Term U.S. Treasury Premium Yield ETF | SPAY | 10/04/2023 |
| Lithium Americas Corp. | LAC | 10/04/2023 |
| Evolve NASDAQ Technology Enhanced Yield Index Fund | QQQY | 10/03/2023 |
| Evolve Enhanced Yield Bond Fund | BOND | 10/03/2023 |
| BMO Long Short Canadian Equity ETF | ZLSC | 09/29/2023 |
| BMO Long Short US Equity ETF | ZLSU | 09/29/2023 |
| BMO S&P/TSX 60 Index ETF | ZIU | 09/29/2023 |
| BMO USD Cash Management ETF | ZUCM | 09/29/2023 |
| Harvest Premium Yield Treasury ETF | HPYT | 09/27/2023 |
| Hamilton U.S. Bond Yield Maximizer ETF | HBND | 09/14/2023 |
| iShares U.S. Aerospace & Defense Index ETF | XAD | 09/11/2023 |
| iShares Semiconductor Index ETF | XCHP | 09/11/2023 |
| iShares S&P/TSX Energy Transition Materials Index ETF | XETM | 09/11/2023 |
| iShares S&P U.S. Financials Index ETF | XUSF | 09/11/2023 |
| iShares NASDAQ 100 Index ETF | XQQU | 09/11/2023 |
| Allied Gold Corporation | AAUC | 09/11/2023 |
| Hamilton Thorne Ltd. | HTL | 09/07/2023 |
| Collective Mining Ltd. | CNL | 09/06/2023 |
| Forstrong Global Income ETF | FINC | 08/09/2023 |
| Forstrong Global Growth ETF | FGRW | 08/09/2023 |
| Forstrong Global Ex-North America Equity ETF | FINE | 08/09/2023 |
| Forstrong Emerging Markets Equity ETF | FEME | 08/09/2023 |
| Invesco Russell 1000 Dynamic-Multifactor Index ETF | IUMF | 07/26/2023 |
| Invesco Morningstar Global Energy Transition Index ETF | IGET | 07/26/2023 |
| Invesco International Developed Dynamic-Multifactor Index ETF | IIMF | 07/26/2023 |
| CI U.S. Money Market ETF | UMNY | 07/24/2023 |
| CI Money Market ETF | CMNY | 07/24/2023 |
| Gamelancer Media Corp. | GMNG | 07/19/2023 |
| Evolve NASDAQ Technology Index Fund | QQQT | 07/11/2023 |
| Guardian Ultra-Short U.S. T-Bill Fund | GUTB.U | 07/10/2023 |
| Guardian Ultra-Short Canadian T-Bill Fund | GCTB | 07/10/2023 |
| Uranium Royalty Corp. | URC | 07/06/2023 |
| Horizons Equal Weight Banks Index ETF | HBNK | 07/06/2023 |
| Horizons Enhanced US Large Cap Equity Covered Call ETF | USCL | 07/05/2023 |
| Horizons Enhanced S&P/TSX 60 Index ETF | CANL | 07/05/2023 |
| Horizons Enhanced Equal Weight Canadian Banks Covered Call ETF | BKCL | 07/05/2023 |
| Horizons Enhanced Equal Weight Banks Index ETF | BNKL | 07/05/2023 |
| Horizons Enhanced Canadian Large Cap Equity Covered Call ETF | CNCL | 07/05/2023 |
| TerrAscend Corp. | TSND | 07/04/2023 |
| BMO Global Enhanced Income Fund | ZWQT | 06/22/2023 |
| BMO U.S. Equity Growth MFR Fund | ZUGE | 06/22/2023 |
| BMO U.S. Equity Value MFR Fund | ZUVE | 06/22/2023 |
| Quipt Home Medical Corp. | QIPT | 06/21/2023 |
| Saturn Oil & Gas Inc. | SOIL | 06/15/2023 |
| Hamilton Utilities Yield Maximizer ETF | UMAX | 06/14/2023 |
| Brompton Split Corp. Preferred Share ETF | SPLT | 06/14/2023 |
| Foran Mining Corporation | FOM | 06/12/2023 |
| Vox Royalty Corp. | VOXR | 05/29/2023 |
| US Premium Cash Management Fund | MUSD.U | 05/26/2023 |
| Premium Cash Management Fund | MCAD | 05/26/2023 |
| CI Growth Asset Allocation ETF | CGRO | 05/19/2023 |
| CI Equity Asset Allocation ETF | CEQT | 05/19/2023 |
| CI Conservative Asset Allocation ETF | CCNV | 05/19/2023 |
| CI Balanced Income Asset Allocation ETF | CBIN | 05/19/2023 |
| CI Balanced Growth Asset Allocation ETF | CBGR | 05/19/2023 |
| CI Balanced Asset Allocation ETF | CBAL | 05/19/2023 |
| RBC U.S. Discount Bond (CAD Hedged) ETF | RDBH | 05/17/2023 |
| RBC U.S. Discount Bond ETF | RUDB | 05/17/2023 |
| RBC Target 2029 Government Bond ETF | RGQR | 05/09/2023 |
| RBC Target 2028 Government Bond ETF | RGQQ | 05/09/2023 |
| RBC Target 2027 Government Bond ETF | RGQP | 05/09/2023 |
| RBC Target 2026 Government Bond ETF | RGQO | 05/09/2023 |
| RBC Target 2025 Government Bond ETF | RGQN | 05/09/2023 |
| RBC Target 2024 Government Bond ETF | RGQL | 05/09/2023 |
| TD Global Technology Leaders CAD Hedged Index ETF | TECX | 04/26/2023 |
| TD Canadian Bank Dividend Index ETF | TBNK | 04/26/2023 |
| TD Active U.S. Enhanced Dividend CAD Hedged ETF | TUEX | 04/26/2023 |
| Purpose USD Cash Management Fund | MNU.U | 04/26/2023 |
| Horizons 0-3 Month T-Bill ETF | CBIL | 04/12/2023 |
| Horizons 0-3 Month U.S. T-Bill ETF | UBIL.U | 04/12/2023 |
| Harvest Diversified Equity Income ETF | HRIF | 04/11/2023 |
| Harvest Travel & Leisure Income ETF | TRVI | 04/11/2023 |
| Hamilton Canadian Bank Equal-Weight Index ETF | HEB | 04/03/2023 |
| Lithium Royalty Corp. | LIRC | 03/08/2023 |
| Eloro Resources Ltd. | ELO | 03/06/2023 |
| Hammerhead Energy Inc. | HHRS | 02/24/2023 |
| CIBC International Equity Index ETF (CAD-Hedged) | CIEH | 02/24/2023 |
| Invesco S&P International Developed Dividend Aristocrats ESG Index ETF | IIAE | 02/22/2023 |
| Invesco S&P US Dividend Aristocrats ESG Index ETF | IUAE | 02/22/2023 |
| Invesco S&P/TSX Canadian Dividend Aristocrats ESG Index ETF | ICAE | 02/22/2023 |
| CI Utilities Giants Covered Call ETF | CUTL | 02/17/2023 |
| PetroTal Corp. | TAL | 02/16/2023 |
| iShares MSCI Emerging Markets ex China Index ETF | XEMC | 02/10/2023 |
| iShares Global Electric and Autonomous Vehicles Index ETF | XDEV | 02/10/2023 |
| iShares Core Canadian 15+ Year Federal Bond Index ETF | XFLB | 02/10/2023 |
| iShares 20+ Year U.S. Treasury Bond Index ETF (CAD-Hedged) | XTLH | 02/10/2023 |
| iShares 20+ Year U.S. Treasury Bond Index ETF | XTLT | 02/10/2023 |
| Discovery Silver Corp. | DSV | 02/03/2023 |
| Mulvihill U.S. Health Care Enhanced Yield ETF | XLVE | 01/31/2023 |
| Probe Gold Inc. | PRB | 01/27/2023 |
| BMO US TIPS Index ETF | TIPS | 01/26/2023 |
| BMO US Aggregate Bond Index ETF | ZUAG | 01/26/2023 |
| BMO Global Agriculture ETF | ZEAT | 01/26/2023 |
| BMO Covered Call Health Care ETF | ZWHC | 01/26/2023 |
| BMO Covered Call Energy ETF | ZWEN | 01/26/2023 |
| CI U.S. Minimum Downside Volatility Index ETF | CUDV | 01/23/2023 |
| CI Global Minimum Downside Volatility Index ETF | CGDV | 01/23/2023 |
| Hamilton Canadian Financials Yield Maximizer ETF | HMAX | 01/20/2023 |
| CIBC U.S. Equity Index ETF (CAD-Hedged) | CUEH | 01/20/2023 |
| CIBC Canadian Short-Term Bond Index ETF | CSBI | 01/20/2023 |
| RBC Canadian Dividend Covered Call ETF | RCDC | 01/16/2023 |
| RBC U.S. Dividend Covered Call ETF | RUDC | 01/16/2023 |
| Evolve S&P/TSX 60 Enhanced Yield Fund | ETSX | 01/09/2023 |
| Evolve S&P 500® Enhanced Yield Fund | ESPX | 01/09/2023 |
