| Company Name | Ticker | Date |
| Arrow Canadian Advantage Alternative Class | ACAA | 11/29/2022 |
| BMO ARK Next Generation Internet Fund | ARKW | 11/16/2022 |
| BMO ARK Innovation Fund | ARKK | 11/16/2022 |
| BMO ARK Genomic Revolution Fund | ARKG | 11/16/2022 |
| Manulife Smart International Defensive Equity ETF | IDEF.B | 11/08/2022 |
| Manulife Smart International Dividend ETF | IDIV.B | 11/08/2022 |
| Picton Mahoney Fortified Core Bond Fund | PFCB | 11/08/2022 |
| Dynamic Active Discount Bond ETF | DXDB | 11/07/2022 |
| Faraday Copper Corp. | FDY | 11/03/2022 |
| Mulvihill Premium Yield Fund | MPY | 10/31/2022 |
| CI Global Investment Grade ETF | CGIN | 10/31/2022 |
| CI Global Bond Currency Neutral Fund | CGBN | 10/31/2022 |
| Harvest Tech Achievers Enhanced Income ETF | HTAE | 10/24/2022 |
| Harvest Healthcare Leaders Enhanced Income ETF | HHLE | 10/24/2022 |
| Harvest Equal Weight Global Utilities Enhanced Income ETF | HUTE | 10/24/2022 |
| Harvest Canadian Equity Enhanced Income Leaders ETF | HLFE | 10/24/2022 |
| Harvest Brand Leaders Enhanced Income ETF | HBFE | 10/24/2022 |
| Brompton Enhanced Multi-Asset Income ETF | BMAX | 10/19/2022 |
| RBC Target 2028 Corporate Bond Index ETF | RQQ | 10/19/2022 |
| RBC Target 2029 Corporate Bond Index ETF | RQR | 10/19/2022 |
| Arizona Metals Corp. | AMC | 10/13/2022 |
| Desjardins Alt Long/Short Global Equity Markets ETF | DAMG | 10/13/2022 |
| Fidelity Advantage Ether ETF | FETH | 09/27/2022 |
| CI Auspice Broad Commodity ETF | CCOM | 09/26/2022 |
| CI Global Green Bond Fund | CGRB | 09/26/2022 |
| CI Global Sustainable Infrastructure Fund | CGRN | 09/26/2022 |
| Harvest ESG Equity Income Index ETF | HESG | 09/21/2022 |
| Evolve Slate Global Real Estate Enhanced Yield Fund | BILT | 09/21/2022 |
| Dynamic Active Enhanced Yield Covered Options ETF | DXQ | 09/19/2022 |
| Purpose Cash Management Fund | MNY | 09/13/2022 |
| BetaPro Equal Weight Canadian Bank 2x Daily Bull ETF | HBKU | 09/12/2022 |
| BetaPro Equal Weight Canadian Bank -2x Daily Bear ETF | HBKD | 09/12/2022 |
| Franklin Bissett Ultra Short Bond Active ETF | FHIS | 09/09/2022 |
| GuardPath TM Managed Decumulation 2042 Fund | GPMD | 09/06/2022 |
| Hamilton Enhanced Utilities ETF | HUTS | 09/02/2022 |
| Lysander-Canso Corporate Treasury ActivETF | LYCT | 08/31/2022 |
| Lysander-Canso Floating Rate ActivETF | LYFE | 08/31/2022 |
| TD Global Carbon Credit Index ETF | TCBN | 08/30/2022 |
| US High Interest Savings Account Fund | HISU.U | 08/30/2022 |
| Horizons Canadian Utility Services High Dividend Index ETF | UTIL | 08/09/2022 |
| Titanium Transportation Group Inc. | TTNM | 08/03/2022 |
| The Real Brokerage Inc. | REAX | 07/26/2022 |
| Black Diamond Impact Core Equity Fund | BDIC | 07/11/2022 |
| Queen's Road Capital Investment Ltd. | QRC | 07/06/2022 |
| FansUnite Entertainment Inc. | FANS | 07/05/2022 |
| Ivanhoe Electric Inc. | IE | 06/28/2022 |
| WonderFi Technologies Inc. | WNDR | 06/22/2022 |
| Agrinam Acquisition Corporation | AGRI.V | 06/13/2022 |
| Harvest Canadian Equity Income Leaders ETF | HLIF | 06/10/2022 |
| Sernova Corp. | SVA | 06/02/2022 |
| Horizons Copper Producers Index ETF | COPP | 05/16/2022 |
| Horizons Copper Producers Index ETF | COPP | 05/15/2022 |
| Tenaz Energy Corp. | TNZ | 05/11/2022 |
| Bausch + Lomb Corporation | BLCO | 05/08/2022 |
| Picton Mahoney Fortified Alpha Alternative Fund | PFAA | 05/05/2022 |
| Dream Residential Real Estate Investment Trust | DRR.U | 05/04/2022 |
| CI Galaxy Blockchain ETF | CBCX | 05/01/2022 |
| CI Galaxy Metaverse ETF | CMVX | 05/01/2022 |
| iShares Genomics Immunology and Healthcare Index ETF | XDNA | 04/29/2022 |
| iShares Global Clean Energy Index ETF | XCLN | 04/29/2022 |
| iShares Cybersecurity and Tech Index ETF | XHAK | 04/28/2022 |
| iShares Exponential Technologies Index ETF | XEXP | 04/28/2022 |
| CI Floating Rate Income Fund | CFRT | 04/18/2022 |
| Bitfarms Ltd. | BITF | 04/08/2022 |
| CI Global High Yield Credit Private Pool | CGHY | 04/07/2022 |
| Axis Auto Finance Inc. | AXIS | 04/06/2022 |
| FG Acquisition Corp. | FGAA.U | 04/05/2022 |
| Meridian Mining UK Societas | MNO | 04/04/2022 |
| Sustainable Real Estate Dividend Fund | MSRE.UN | 03/29/2022 |
| Valeo Pharma Inc. | VPH | 03/29/2022 |
| H2O Innovation Inc. | HEO | 03/22/2022 |
| Brookfield Business Corporation | BBUC | 03/15/2022 |
| Firm Capital Property Trust | FCD.UN | 03/10/2022 |
| PIMCO Multi-Sector Income Fund | PIX.UN | 03/09/2022 |
| BMO Brookfield Global Renewables Infrastructure Fund | GRNI | 03/03/2022 |
| BMO Brookfield Global Real Estate Tech Fund | TOWR | 03/03/2022 |
| Evolve Enhanced FANGMA Index ETF | TECE | 02/28/2022 |
| CI Digital Security ETF | CBUG | 02/28/2022 |
| CI Bio-Revolution ETF | CDNA | 02/28/2022 |
| Mulvihill Canadian Bank Enhanced Yield ETF | CBNK | 02/25/2022 |
| Primaris Real Estate Investment Trust | PMZ.UN | 01/05/2022 |
