| Company Name | Ticker | Date |
| Horizons Active ESG Corporate Bond ETF | HAEB | 09/20/2021 |
| CIBC Emerging Markets Equity Index ETF | CEMI | 09/15/2021 |
| CIBC Global Bond ex-Canada Index ETF (CAD-Hedged) | CGBI | 09/15/2021 |
| Rubellite Energy Inc. | RBY | 09/09/2021 |
| Solution Financial Inc. | SFI | 09/08/2021 |
| Osisko Green Acquisition Limited | GOGR.UN | 09/07/2021 |
| Voyager Digital Ltd. | VOYG | 09/07/2021 |
| BetaPro Equal Weight Canadian REIT 2x Daily Bull ETF | HREU | 09/01/2021 |
| BetaPro Equal Weight Canadian REIT -2x Daily Bear ETF | HRED | 09/01/2021 |
| Spartan Delta Corp. | SDE | 09/01/2021 |
| CubicFarm Systems Corp. | CUB | 09/01/2021 |
| CI Emerging Markets Alpha ETF | CIEM | 08/30/2021 |
| Accelerate Carbon-Negative Bitcoin ETF | ABTC | 08/30/2021 |
| IA Clarington Loomis Global Multisector Bond Fund | ILGB | 08/24/2021 |
| Tidewater Renewables Ltd. | LCFS | 08/18/2021 |
| CI Global Alpha Innovation ETF | CINV | 08/16/2021 |
| CI Alternative Diversified Opportunities Fund | CMDO | 08/16/2021 |
| Tidewater Renewables Ltd. | LCFS | 08/13/2021 |
| iShares U.S. Aggregate Bond Index ETF (CAD-Hedged) | XAGH | 08/11/2021 |
| iShares U.S. Aggregate Bond Index ETF | XAGG | 08/11/2021 |
| iShares ESG Advanced Canadian Corporate Bond Index ETF | XCBG | 08/11/2021 |
| iShares ESG Advanced 1-5 Year Canadian Corporate Bond Index ETF | XSHG | 08/11/2021 |
| Brookfield Property Preferred L.P. | BPYP.PR.A | 07/27/2021 |
| Franklin Martin Currie Sustainable Global Equity Active ETF | FGSG | 07/23/2021 |
| Franklin Martin Currie Sustainable Emerging Markets Active ETF | FSEM | 07/23/2021 |
| Hamilton Enhanced Multi-Sector Covered Call ETF | HDIV | 07/20/2021 |
| Picton Mahoney Fortified Special Situations Alternative Fund | PFSS | 07/16/2021 |
| Nova Cannabis Inc. | NOVC | 07/15/2021 |
| NanoXplore Inc. | GRA | 07/15/2021 |
| Flow Beverage Corp. | FLOW | 07/14/2021 |
| CI Alternative North American Opportunities Fund | CNAO | 07/13/2021 |
| CI Global Climate Leaders Fund | CLML | 07/13/2021 |
| Avant Brands Inc. | AVNT | 07/12/2021 |
| Exro Technologies Inc. | EXRO | 07/08/2021 |
| LifeSpeak Inc | LSPK | 07/05/2021 |
| Brookfield Asset Management Reinsurance Partners Ltd. | BAMR | 06/28/2021 |
| Arrow EC Income Advantage Alternative Fund | RATE | 06/28/2021 |
| Franklin ClearBridge Sustainable International Growth Active ETF | FCSI | 06/28/2021 |
| Franklin ClearBridge Sustainable Global Infrastructure Income Active ETF | FCII | 06/28/2021 |
| Franklin Brandywine Global Sustainable Income Optimiser Active ETF | FBGO | 06/28/2021 |
| Pet Valu Holdings Ltd. | PET | 06/24/2021 |
| Anaergia Inc. | ANRG | 06/22/2021 |
| Horizons Global Hydrogen Index ETF | HYDR | 06/22/2021 |
| Horizons Global Lithium Producers Index ETF | HLIT | 06/22/2021 |
| Horizons Global Semiconductor Index ETF | CHPS | 06/21/2021 |
| Sustainable Agriculture & Wellness Dividend Fund | AGR.UN | 06/21/2021 |
| Medexus Pharmaceuticals Inc. | MDP | 06/17/2021 |
| Anaergia Inc. | ANRG | 06/17/2021 |
| PIMCO Tactical Income Opportunities Fund | PTO.UN | 06/16/2021 |
| Stack Capital Group Inc. | STCK | 06/15/2021 |
| MediaValet Inc. | MVP | 06/14/2021 |
| VerticalScope Holdings Inc. | FORA | 06/14/2021 |
| Dynamic Active Energy Evolution ETF | DXET | 06/14/2021 |
| Dynamic Active Emerging Markets ETF | DXEM | 06/14/2021 |
| Blackline Safety Corp. | BLN | 06/11/2021 |
| BMO U.S. All Cap Equity Fund | ZACE | 06/09/2021 |
| Nano One Materials Corp. | NANO | 06/08/2021 |
| Field Trip Health Ltd. | FTRP | 06/07/2021 |
| Horizons S&P Green Bond Index ETF | HGGB | 06/01/2021 |
| Softchoice Corporation | SFTC | 05/31/2021 |
| Triple Flag Precious Metals Corp. | TFPM | 05/26/2021 |
| Softchoice Corporation | SFTC | 05/26/2021 |
| Invesco NASDAQ Next Gen 100 Index ETF | QQJR | 05/26/2021 |
| Invesco NASDAQ 100 Equal Weight Index ETF | QQEQ | 05/26/2021 |
| dentalcorp Holdings Ltd. | DNTL | 05/26/2021 |
| dentalcorp Holdings Ltd. | DNTL | 05/21/2021 |
| Neighbourly Pharmacy Inc. | NBLY | 05/21/2021 |
| Sustainable Power & Infrastructure Split Corp. | PWI | 05/20/2021 |
| Triple Flag Precious Metals Corp. | TFPM | 05/20/2021 |
| Evolve S&P 500 CleanBeta Fund | FIVE | 05/10/2021 |
| Tantalus Systems Holding Inc. | GRID | 05/10/2021 |
| Evolve S&P/TSX 60 CleanBeta Fund | SIXT | 05/07/2021 |
| Lion Electric Company (The) | LEV | 05/06/2021 |
| Evolve FANGMA Index ETF | TECH | 05/05/2021 |
| Tilray, Inc | TLRY | 05/05/2021 |
| Magnet Forensics Inc. | MAGT | 04/27/2021 |
| Thinkific Labs Inc. | THNC | 04/26/2021 |
| Purpose Global Climate Opportunities Fund | CLMT | 04/26/2021 |
| Taiga Motors Corporation | TAIG | 04/23/2021 |
| 3iQ CoinShares Ether ETF | ETHQ | 04/22/2021 |
| Freshlocal Solutions Inc. | LOCL | 04/21/2021 |
| Auxly Cannabis Group Inc. | XLY | 04/20/2021 |
| Purpose Ether ETF | ETHH | 04/19/2021 |
| Ether ETF | ETHR | 04/19/2021 |
| CI Galaxy Ethereum ETF | ETHX.B | 04/19/2021 |
| 3iQ CoinShares Bitcoin ETF | BTCQ | 04/16/2021 |
| BetaPro Inverse Bitcoin ETF | BITI | 04/14/2021 |
| BetaPro Bitcoin ETF | HBIT | 04/14/2021 |
| i-80 Gold Corp. | IAU | 04/13/2021 |
| Horizons Global BBIG Technology ETF | BBIG | 04/12/2021 |
| MDA Ltd. | MDA | 04/06/2021 |
| Sylogist Ltd. | SYZ | 03/31/2021 |
| Harvest Space Innovation Index ETF | ORBT | 03/31/2021 |
| Guardian Canadian Sector Controlled Equity Fund | GCSC | 03/30/2021 |
| Guardian Canadian Bond ETF | GCBD | 03/30/2021 |
| Dynamic Active Retirement Income+ ETF | DXR | 03/30/2021 |
| Dynamic Active International ETF | DXIF | 03/30/2021 |
| CIBC U.S. Equity Index ETF | DUEI | 03/30/2021 |
| CIBC International Equity Index ETF | CIEI | 03/30/2021 |
| CIBC Canadian Equity Index ETF | CCEI | 03/30/2021 |
| CIBC Canadian Bond Index ETF | CCBI | 03/30/2021 |
| Augusta Gold Corp. | G | 03/29/2021 |
| Black Diamond Global Equity Fund | BDEQ | 03/24/2021 |
| Black Diamond Distressed Opportunities Fund | BDOP | 03/24/2021 |
| Boat Rocker Media Inc. | BRMI | 03/23/2021 |
| Payfare Inc. | PAy | 03/18/2021 |
| International Clean Power Dividend Fund | CLP.UN | 03/17/2021 |
| Guardian Fundamental All Country Equity ETF | GGAC | 03/15/2021 |
| Guardian Fundamental Emerging Markets Equity ETF | GGEM | 03/15/2021 |
| Desjardins RI Emerging Markets Low CO2 Index ETF | DRME | 03/11/2021 |
| iShares ESG MSCI USA Leaders Index ETF | XULR | 03/10/2021 |
| iShares ESG MSCI EAFE Leaders Index ETF | XDLR | 03/10/2021 |
| iShares ESG MSCI Canada Leaders Index ETF | XCLR | 03/10/2021 |
| CI Galaxy Bitcoin ETF | BTCX.B | 03/08/2021 |
| Eupraxia Pharmaceuticals Inc. | EPRX | 03/08/2021 |
| Adcore Inc. | ADCO | 03/04/2021 |
| Altius Renewable Royalties Corp. | ARR | 03/02/2021 |
| Farmers Edge Inc. | FDGE | 03/02/2021 |
| Altius Renewable Royalties Corp. | ARR | 02/26/2021 |
| Subversive Acquisition LP | SVX.RT.U | 02/26/2021 |
| Loop Energy Inc. | LPEN | 02/24/2021 |
| ABC Technologies Holdings Inc. | ABCT | 02/19/2021 |
| Bitcoin ETF | EBIT | 02/18/2021 |
| DRI Healthcare Trust | DHT.U | 02/18/2021 |
| Purpose Bitcoin ETF | BTCC.B | 02/17/2021 |
| BMO ESG High Yield US Corporate Bond Index ETF | ESGH | 02/17/2021 |
| Greenlane Renewables Inc. | GRN | 02/17/2021 |
| Aris Gold Corporation | ARIS | 02/12/2021 |
| DRI Healthcare Trust | DHT.U | 02/11/2021 |
| Converge Technology Solutions Corp. | CTS | 02/11/2021 |
| LEAF Mobile Inc. | LEAF | 02/10/2021 |
| NBI Sustainable Canadian Corporate Bond ETF | NSCC | 02/10/2021 |
| NBI Canadian Dividend Income ETF | NDIV | 02/10/2021 |
| NBI Active U.S. Equity ETF | NUSA | 02/10/2021 |
| NBI Active International Equity ETF | NINA | 02/10/2021 |
| Solaris Resources Inc. | SLS | 02/09/2021 |
| Franklin Innovation Active ETF | FINO | 02/03/2021 |
| TELUS International (Cda) Inc. | TIXT | 02/03/2021 |
| Nexus Real Estate Investment Trust | NXR.UN | 02/01/2021 |
| Canaccord Genuity Growth II Corp. | CGGZ.UN | 02/01/2021 |
| Bragg Gaming Group Inc. | BRAG | 01/27/2021 |
| Accelerate OneChoice Alternative Portfolio ETF | ONEC | 01/27/2021 |
| Bitcoin Trust | BITC.U | 01/26/2021 |
| Monarch Mining Corporation | GBAR | 01/26/2021 |
| BMO Short-Term US TIPS Index ETF | ZTIP | 01/25/2021 |
| BMO MSCI Tech & Industrial Innovation Index ETF | ZAUT | 01/25/2021 |
| BMO MSCI Next Gen Internet Innovation Index ETF | ZINT | 01/25/2021 |
| BMO MSCI Innovation Index ETF | ZINN | 01/25/2021 |
| BMO MSCI Genomic Innovation Index ETF | ZGEN | 01/25/2021 |
| BMO MSCI Fintech Innovation Index ETF | ZFIN | 01/25/2021 |
| BMO Covered Call Technology ETF | ZWT | 01/25/2021 |
| BMO Clean Energy Index ETF | ZCLN | 01/25/2021 |
| VIQ Solutions Inc. | VQS | 01/21/2021 |
| Kits Eyecare Ltd. | KITS | 01/18/2021 |
| Harvest Clean Energy ETF | HCLN | 01/13/2021 |
| Harvest Travel & Leisure Index ETF | TRVL | 01/13/2021 |
| CI Munro Global Growth Equity Fund | CMGG | 01/11/2021 |
| Cl Gold Bullion Fund | VALT | 01/11/2021 |
| Xebec Adsorption Inc. | XBC | 01/07/2021 |
| HempFusion Wellness Inc. | CBD.U | 01/05/2021 |
| MCI Onehealth Technologies Inc. | DRDR | 01/05/2021 |
| Novo Resources Corp. | NVO | 01/04/2021 |
